Richmond Compliance Limited was set up in 2002 by Ian May and Pam Burnett to provide Compliance Consultancy services across the whole spectrum of the Financial Services sector. In 2003 they were joined by Indi Bumbra. Since 2003 the firm has been working closely with PSH Partnership and The Hulford Consultancy in order to provide greater resource and even wider expertise, as well as an enhanced joint marketing facility through Compliance Consortium Ltd.

Although Richmond Compliance Limited undertakes a wide variety of work, it specialises in the needs of intermediaries of all disciplines, whether large or small, including Networks and prides itself on providing cost effective and bespoke services specifically tailored to each client.

Large IFA Firm - Service contract to provide compliance support, including complaints handling to large IFA/General Insurance Brokerage. Competed with major service provider for the contract.

Mortgage and General Insurance regulation - Worked with PSH Partnership to assist large IFA/ General Insurance brokerage in preparation for regulation in 2004 and 2005.

Major IFA Networks - Ongoing complaints handling projects for 2 major IFA Networks.

Small Firms - Assisted several small firms with complaints handling and general compliance guidance.

Mortgage Network - Assisted PSH Partnership in the setting up of a Mortgage Network in anticipation of regulation in 2004.

Manual and Procedure Writing - Several such projects undertaken. Recently developed Combined Compliance and T&C Manuals and Internal Procedures for large IFA Firm.

Major Outsourcers - Contracts with major outsourcers on projects dealing with financial promotions and endowment complaints handling.

Anti-Money Laundering training - Carried out training for several local Accountancy firms in anticipation of implementation of Money Laundering Regulations 2003.