Our team of consultants and a summary of their experience within the financial services industry in the UK.

Ian is a Director and Company Secretary of Richmond Compliance and has more than 29 years experience in the Financial Services Industry. He spent several years as the Compliance Director of a major IFA Network and has a track record of successfully setting up and managing compliance functions within IFA organisations. Ian is a member of the Association of Professional Compliance Consultants and of the Compliance Institute.

Pam is a Director of Richmond Compliance and has over 36 years experience in Financial Services, with more than 9 years compliance experience in the IFA sector, including Networks, Banking and Product Providers. She has a track record of successfully setting up and managing special projects. She is also a partner of Compliance Consortium Ltd and is a member of the Association of Professional Compliance Consultants and of the Compliance Institute.

After studying law at Cardiff University Indi went on to complete the Law Society’s professional examinations in 1990. Gaining valuable experience in Corporate Insolvency and working within legal practice in Bristol he moved into the Financial Services sector, working for multi-national Financial Services institutions. In 1999 he joined a major IFA Network to work on the Pension Review and was appointed to head a review audit team dealing with complex projects. Indi joined Richmond Compliance Limited in 2003 as a Director and has worked on a variety of compliance contracts. Indi is a member of the Association of Professional Compliance Consultants and of the Compliance Institute.